 |  |  |  |  |  |
Information on Caprock’s web site is intended for informational purposes only and the opinions set forth herein
should not be viewed as an offer or solicitation to buy, sell or otherwise trade securities, futures and/or options.
All opinions and information contained in this document constitute Caprock Risk Management (CRM) judgment as
of the date of this document and are subject to change without notice. CRM, persons connected with it, members
of the CRM, subsidiaries and affiliates ("Affiliated Companies") and their respective directors and employees may,
the material contained herein before or after the material is published to any customer of an Affiliated Company or
may give advice to customers which may differ from or be inconsistent with the information and opinions
contained herein. While the information contained herein was obtained from sources believed to be reliable, no
Affiliated Company accepts any liability whatsoever for any direct, indirect or consequential loss arising from any
inaccuracy herein or from any use of this document or its contents.
About Stock Investing
Investing in stocks, especially low priced or small capitalization stocks, is highly speculative and carries an
extremely high degree of risk. It is possible that an investment in such stocks may be entirely lost or substantially
impaired. Such stocks are often thinly traded, meaning that large sell orders will have a substantially negative
impact on share price. The stocks of these companies are frequently less liquid than those of companies that
have a larger and more substantial public float of outstanding shares. This means that investors in small
capitalization and/or less liquid companies may experience difficulty in selling shares and selling shares may
result in a decline in market price. Some of these stocks could go bankrupt due to lack of funds or the SEC could
halt trading in them. Before investing in small capitalization and/or less liquid companies, investors are advised to
seek qualified, licensed, professional advice in order to secure knowledge of the special risks and hazards
associated with trading low-priced, high-risk stocks. Certainly no investor should invest in these companies if the
investor cannot afford to suffer the entire loss of his or her investment. There is no guarantee, and Caprock Risk
Management, does not warrant, that companies profiled or discussed will continue to trade on their current
exchange. Information regarding investments is available from the Securities and Exchange Commission at www.
sec.gov and www.freeedgar.com, from the National Association of Securities Dealers at www.nasdr.com, and from
the OTCBB at www.otcbb.com. Information specifically related to microcap stocks is available at www.sec.
gov/investor/pubs/microcapstock.htm.
Information on this web site may not be reproduced, distributed, or published in electronic, paper, or other form
for any purpose without the prior written consent of CRM. This web site has been prepared without regard to the
specific investment objectives, financial situation and needs of any particular recipient.